AS
AUDIT SIMULATION
by First Resort Consulting
Programmes / License to Operate / Compliance Audit
Coming soonCompliance AuditLTO-COMP

License to Operate / Compliance Audit

Regulatory licence conditions and compliance obligations

Programme overview

A compliance audit simulation assessing adherence to licence conditions and regulatory obligations, with evidence-based compliance conclusions.

Who it is best suited for

  • Candidates targeting compliance and regulatory assurance roles

Skills developed

  • Obligation mapping
  • Compliance testing
  • Regulatory reporting

What you will actually do

  • Map obligations
  • Test compliance
  • Report breaches

Programme stages

01Locked

Pre-Audit

Engagement set-up.

02Locked

Planning & Scoping

Obligation register and scoping.

03Locked

Testing

Compliance testing.

04Locked

Reporting

Compliance reporting.

Expected practical outcomes

  • To be published at launch

Markets and career opportunities it may support

  • Compliance functions
  • Regulatory assurance providers

Programme completion does not guarantee employment or placement.

Career-readiness component

Uses the common career journey architecture.