Coming soonSOX 404 / ICFRSOX-404

SOX 404

Internal control over financial reporting

Programme overview

A controls-based simulation covering process understanding, risk identification, risk and control matrices, control design and operating effectiveness testing, and deficiency evaluation.

Who it is best suited for

Candidates targeting SOX / ICFR testing roles
Internal audit and risk professionals

Skills developed

Process walkthroughs
Risk & Control Matrix construction
Test of design and operating effectiveness
Deficiency evaluation

What you will actually do

Document processes
Build and test an RCM
Evaluate deficiencies

Programme stages

01Locked

Pre-Audit

Scoping and engagement set-up.

02Locked

Planning & Scoping

Process understanding and risk identification.

03Locked

Testing

Control testing against test attributes.

04Locked

Reporting

Deficiency evaluation and reporting.

Expected practical outcomes

To be published at launch

Markets and career opportunities it may support

SOX compliance teams
Risk advisory practices
Internal controls functions

Programme completion does not guarantee employment or placement.

Career-readiness component

Uses the common career journey architecture.